Regulatory Disclosures

Complaint Status

Kristal Advisors Pvt. Ltd. is a SEBI registered Investment Advisor (INA100014569). SEBI requires RIA’s to disclose complaint status on their homepage. Pursuant to the same, please note:

Sr. No.	Received from	Average Resolution time^ (in days)
1	Directly from Investors	NA
2	SEBI (SCORES/SMART ODR)	NA
3	Other Sources (if any)	NA
Grand total		NA

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Sr. No.	Year	Carried forward from previous month	Received	Resolved *	Pending #
1	April, 2024	0	0	0	0
2	March, 2024	0	0	0	0
3	February, 2024	0	0	0	0
4	January, 2024	0	0	0	0
5	December, 2023	0	0	0	0
6	November, 2023	0	0	0	0
7	October, 2023	0	0	0	0
8	September, 2023	0	0	0	0
9	August, 2023	0	0	0	0
10	July, 2023	0	0	0	0
11	June, 2023	0	0	0	0
12	May, 2023	0	0	0	0
13	April, 2023	0	0	0	0
...
Grand total		0	0	0	0

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month

Sr. No.	Year	Carried forward from previous month	Received	Resolved *	Pending #
1	2022-2023	0	0	0	0
2	2021-2022	0	0	0	0
3	2020-2021	0	0	0	0
4	2019-2020	0	0	0	0
5	Grand total	0	0	0	0

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last financial year is as under

Sr. No.	Financial Year	Compliance Audit Status	Remarks, If any
1	FY 2020-21	Conducted	-
2	FY 2021-22	Conducted	-
3	FY 2022-23	Conducted	-

Disclaimer - Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.

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